Summary: <p>Topic I - Intro Topic II - SEC 8 major areas Topic III - Digital assets and electronic investment advice Topic IV - NASAA IA Section report Topic V - Outro </p> <p>SEC 2020 Examination Priorities <a href="https://www.sec.gov/about/offices/ocie/national-examination-program-priorities-2020.pdf" rel="nofollow noreferrer noopener" target="_blank">https://www.sec.gov/about/offices/ocie/national-examination-program-priorities-2020.pdf</a> </p> <p>NASAA 2019 Investment Adviser Section Report <a href="https://www.nasaa.org/wp-content/uploads/2019/06/2019-IA-Section-Report.pdf" rel="nofollow noreferrer noopener" target="_blank">https://www.nasaa.org/wp-content/uploads/2019/06/2019-IA-Section-Report.pdf</a></p> <p>RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: <a href="https://www.linkedin.com/company/25040493/admin/updates/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/company/25040493/admin/updates/</a> Twitter: <a href="https://twitter.com/RIAComplyCEP" rel="nofollow noreferrer noopener" target="_blank">https://twitter.com/RIAComplyCEP</a> Facebook: <a href="https://www.facebook.com/RIAComplianceConcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.facebook.com/RIAComplianceConcepts/</a> Instagram: <a href="https://www.instagram.com/riacomplianceconcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.instagram.com/riacomplianceconcepts/</a></p> <p>Host Information Ivan Barretto, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/ivanbarretto30/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/ivanbarretto30/</a></p> <p>Megan Campbell, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/megan-campbell-5016a442/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/megan-campbell-5016a442/</a></p> <p>Collin O’Bryant, Senior Consultant LinkedIn: <a href="https://www.linkedin.com/in/collin-o-bryant-485416a1/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/collin-o-bryant-485416a1/</a></p>
