Episode 234 – Stop Viewing Compliance as Your Business-Prevention Department –– With Leila Shaver

Summary: Are you an advisor who feels nervous about compliance? Join the club. You might even want to start a podcast, but you’re worried about navigating compliance’s requirements.<br> <br> In this episode, Matt speaks with Leila Shaver, owner and managing partner of My RIA Lawyer. Leila takes a deep look into compliance as it relates to risk profiles, podcasting, testimonials, and more.<br> <br> In this episode, you will learn:  <br> <br> How to better understand compliance<br> What you can do to potentially improve your risk profile<br> How compliance involvement differs between RIAs versus FINRA<br> Answers to aspiring podcasters’ most common compliance concerns <br> What the benefits are of becoming an RIA<br> And more!<br> <br> Tune in now to hear the answers to your compliance concerns. <br> <br> Resources  Top Advisor Marketing | My RIA Lawyer | (770) 462-2118  <br> <br> Brought to you by: Iris.xyz