Summary: Hello podcast listeners, Today is a very special episode with Lance King, counsel in Seward and Kissel’s Investment Management Group. His practice focuses on a broad range of regulatory, compliance and transactional matters affecting investment companies and registered advisers. Before this he served as assistant vice president and associate general counsel at an investment management firm. He earned his BA from Tuft’s University and earned his J.D. from the University of Pennsylvania Law School. In today’s episode we discuss the potential rule change for naming investment firms. Enjoy and thanks for the listen!
