Summary: <p>Introduction Topic I - Form CRS Update Topic II - CD Spoofiing Websites Topic III - Protecting Senior Investors Topic IV - Calculating Regulatory AUM Outro</p> <p>Form CRS Instructions <a href="https://www.sec.gov/rules/final/2019/34-86032-appendix-b.pdf" rel="nofollow noreferrer noopener" target="_blank">https://www.sec.gov/rules/final/2019/34-86032-appendix-b.pdf</a></p> <p>SEC Risk Alert: Beware of Spoofed Websites Offering Phony Certificates of Deposit <a href="https://www.sec.gov/oiea/investor-alerts-and-bulletins/ia_phonycds" rel="nofollow noreferrer noopener" target="_blank">https://www.sec.gov/oiea/investor-alerts-and-bulletins/ia_phonycds</a></p> <p>SEC How to Protect Senior Investors <a href="https://www.sec.gov/files/how-the-sec-works-to-protect-senior-investors.pdf" rel="nofollow noreferrer noopener" target="_blank">https://www.sec.gov/files/how-the-sec-works-to-protect-senior-investors.pdf</a></p> <p>RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: <a href="https://www.linkedin.com/company/25040493/admin/updates/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/company/25040493/admin/updates/</a> Twitter: <a href="https://twitter.com/RIAComplyCEP" rel="nofollow noreferrer noopener" target="_blank">https://twitter.com/RIAComplyCEP</a> Facebook: <a href="https://www.facebook.com/RIAComplianceConcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.facebook.com/RIAComplianceConcepts/</a> Instagram: <a href="https://www.instagram.com/riacomplianceconcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.instagram.com/riacomplianceconcepts/</a></p> <p>Host Information Ivan Barretto, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/ivanbarretto30/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/ivanbarretto30/</a></p> <p>Megan Campbell, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/megan-campbell-5016a442/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/megan-campbell-5016a442/</a></p> <p>Collin O’Bryant, Senior Consultant LinkedIn: <a href="https://www.linkedin.com/in/collin-o-bryant-485416a1/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/collin-o-bryant-485416a1/</a></p>
