Summary: <p>Intro Topic I – Overview Of The New Regulation Best Interest Topic II – Best Interest Obligation and Key Areas of Obligation Topic III – Books and Records Requirements Topic IV – Next Steps To Remain in Compliance Outro</p> <p>Guest Speaker Information: Mary Ellen Storey, Vice President Cerulean Securities Compliance Mary Ellen’s Linkedin: <a href="https://loom.ly/UBKmzDE" rel="nofollow noreferrer noopener" target="_blank">https://loom.ly/UBKmzDE</a></p> <p>Company Website: <a href="https://loom.ly/BoOjuZg" rel="nofollow noreferrer noopener" target="_blank">https://loom.ly/BoOjuZg</a> Phone: (816) 858-7880 Company LinkedIn: <a href="https://loom.ly/sOV7X14" rel="nofollow noreferrer noopener" target="_blank">https://loom.ly/sOV7X14</a> Company Twitter: <a href="https://loom.ly/utsslWk" rel="nofollow noreferrer noopener" target="_blank">https://loom.ly/utsslWk</a></p> <p>Other informative links:</p> <p>Form CRS Relationship Summary; Amendments to Form ADV <a href="https://loom.ly/0epzpSY" rel="nofollow noreferrer noopener" target="_blank">https://loom.ly/0epzpSY</a></p> <p>Regulation Best Interest: The Broker-Dealer Standard of Conduct <a href="https://loom.ly/ykOUOS0" rel="nofollow noreferrer noopener" target="_blank">https://loom.ly/ykOUOS0</a></p>
