Clearing The Air III




The RIA Compliance Collective show

Summary: <p>Intro Topic I - Continuing Education for IARs? Topic II - Robo Adviser FAQs Topic III - Correspondence vs. Advertising Clarification</p> <p>NASAA - Survey Regarding Continuing Education for investment adviser representatives <a href="http://www.nasaa.org/industry-resources/investment-advisers/nasaa-survey-regarding-continuing-education-for-investment-adviser-representatives/" rel="nofollow noreferrer noopener" target="_blank">http://www.nasaa.org/industry-resources/investment-advisers/nasaa-survey-regarding-continuing-education-for-investment-adviser-representatives/</a></p> <p>SEC Staff Issues Guidance Update and Investor Bulletin on Robo-Advisers <a href="https://www.sec.gov/news/pressrelease/2017-52.html" rel="nofollow noreferrer noopener" target="_blank">https://www.sec.gov/news/pressrelease/2017-52.html</a></p> <p>RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: <a href="https://www.linkedin.com/company/25040493/admin/updates/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/company/25040493/admin/updates/</a> Twitter: <a href="https://twitter.com/RIAComplyCEP" rel="nofollow noreferrer noopener" target="_blank">https://twitter.com/RIAComplyCEP</a> Facebook: <a href="https://www.facebook.com/RIAComplianceConcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.facebook.com/RIAComplianceConcepts/</a> Instagram: <a href="https://www.instagram.com/riacomplianceconcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.instagram.com/riacomplianceconcepts/</a></p> <p>Host Information Ivan Barretto, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/ivanbarretto30/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/ivanbarretto30/</a></p> <p>Megan Campbell, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/megan-campbell-5016a442/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/megan-campbell-5016a442/</a></p> <p>Collin O’Bryant, Senior Consultant LinkedIn: <a href="https://www.linkedin.com/in/collin-o-bryant-485416a1/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/collin-o-bryant-485416a1/</a></p>