Plan Fiduciary 101




The RIA Compliance Collective show

Summary: <p>Allison Brecher Bio: Allison is the General Counsel at Vestwell, where she leads the legal, compliance, and data privacy operations at the company. She has practiced in the ERISA, employee benefits, and privacy areas for more than 20 years. She brings her prior experience as in-house counsel at global Fortune 200 companies to a startup and she enjoys using her expertise to educate plan sponsors, advisors, and others about the legal and compliance issues involved with operating their retirement plans. </p> <p>Topic I – Introduction Topic II – Fiduciary Duties of ERISA Topic III – Can a plan sponsor delegate all of its fiduciary duties? Topic IV – Plan considerations to account for when selecting the investment options for the plan Topic V – Current litigation issues Topic VI – Closing Remarks</p> <p>Guest Speaker Information: Allison Brecher, General Counsel Allison Brecher LinkedIn: <a href="https://www.linkedin.com/in/allisonbrecher/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/allisonbrecher/</a></p> <p>Company Info: Vestwell Website: <a href="https://vestwell.com/" rel="nofollow noreferrer noopener" target="_blank">https://vestwell.com/</a> Company Linkedin: <a href="https://www.linkedin.com/company/vestwell-advisors/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/company/vestwell-advisors/</a> Facebook: <a href="https://www.facebook.com/vestwell401k/" rel="nofollow noreferrer noopener" target="_blank">https://www.facebook.com/vestwell401k/</a> Twitter: <a href="https://twitter.com/Vestwell" rel="nofollow noreferrer noopener" target="_blank">https://twitter.com/Vestwell</a> United of State Department of Labor Employee Benefits Security Administration Seminars and Webcasts <a href="https://www.dol.gov/agencies/ebsa/about-ebsa/our-activities/resource-center/seminars-and-webcasts" rel="nofollow noreferrer noopener" target="_blank">https://www.dol.gov/agencies/ebsa/about-ebsa/our-activities/resource-center/seminars-and-webcasts</a></p> <p>401(k) plans <a href="https://www.dol.gov/agencies/ebsa/key-topics/retirement/401k-plans" rel="nofollow noreferrer noopener" target="_blank">https://www.dol.gov/agencies/ebsa/key-topics/retirement/401k-plans</a></p> <p>RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: <a href="https://www.linkedin.com/company/25040493/admin/updates/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/company/25040493/admin/updates/</a> Twitter: <a href="https://twitter.com/RIAComplyCEP" rel="nofollow noreferrer noopener" target="_blank">https://twitter.com/RIAComplyCEP</a> Facebook: <a href="https://www.facebook.com/RIAComplianceConcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.facebook.com/RIAComplianceConcepts/</a> Instagram: <a href="https://www.instagram.com/riacomplianceconcepts/" rel="nofollow noreferrer noopener" target="_blank">https://www.instagram.com/riacomplianceconcepts/</a></p> <p>Host Information Ivan Barretto, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/ivanbarretto30/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/ivanbarretto30/</a></p> <p>Megan Campbell, Managing Director LinkedIn: <a href="https://www.linkedin.com/in/megan-campbell-5016a442/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/megan-campbell-5016a442/</a></p>