You Don't Know What You Don't Know - BD Registration Discussion with Kim McEnaney




The RIA Compliance Collective show

Summary: <p>You Don't Know What You Don't Know - BD Registration Discussion with Kim McEnaney</p> <p>Topic I - Introduction Topic II - 14 Standards of admission Topic III - Surprises during the New Member Application (NMA) process Topic IV - FINRA fees and ongoing Fees Topic V - Other regulatory bodies to consider Topic VI - Closing Comments </p> <p>Guest Speaker Information Kim McEnaney, President Cerulean Securities Compliance Website: <a href="http://www.ceruleancompliance.com/" rel="nofollow noreferrer noopener" target="_blank">http://www.ceruleancompliance.com/</a> Phone: (816) 858-7880 Company LinkedIn: <a href="https://www.linkedin.com/company/cerulean-securities-compliance-llc/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/company/cerulean-securities-compliance-llc/</a> Linkedin: <a href="https://www.linkedin.com/in/kimberly-mcenaney-cams-09305848/" rel="nofollow noreferrer noopener" target="_blank">https://www.linkedin.com/in/kimberly-mcenaney-cams-09305848/</a> Twitter: <a href="https://twitter.com/ceruleancomp" rel="nofollow noreferrer noopener" target="_blank">https://twitter.com/ceruleancomp</a></p>