Summary: This is the 2nd podcast in a three-part series about FINRA’s 2016 Regulatory and Examination Priorities Letter. This episode focuses on technology management and cybersecurity. Hosts: Sarah Razaq and Steve Polansky.
Summary: This is the 2nd podcast in a three-part series about FINRA’s 2016 Regulatory and Examination Priorities Letter. This episode focuses on technology management and cybersecurity. Hosts: Sarah Razaq and Steve Polansky.